Compliance & Regulation

A recent settlement likely means the SEC is already investigating the private funds sector for compliance breaches related to electronic messaging.

The Biden administration wants to rework American society, and sees fund managers as a problem to be solved.

Private funds' thinking has evolved from risk management to value creation, PwC's Eric Janson said at a Private Funds CFO/Regulatory Compliance Watch webinar.

This hour-long webinar features tips to prepare the new SEC-mandated form

Jail time, fines and increasing investigations from the local tax authority – in Germany’s largest state, the private equity industry appears to be in a state of fear when it comes to the issue of tax and offshoring.

In the last five years, 'the population of advisers has grown by over 2,300 and the assets managed by these entities has increased by approximately $30trn,' the report states.

'You cannot get deals if you’re not texting and your competitors are,' FirmScribe CEO says from Private Funds CFO membership forum

'Healthcare markets are a key site' in battle to reshape American society, top trustbuster says.

Nonbinding vote another signpost on Gary Gensler’s long and fraught road to reform

‘We have a duty to ensure that companies speak truthfully,’ SEC's Gurbir Grewal says in speech to Ohio State Law Journal.